Comparative Finite Element Analysis of Wear Repair Methods for Vertical Kaplan Turbine Shafts Based on Structural and Dynamic Responses

Authors

  • Marudut Tarihoran Master's Program in Mechanical Engineering, Department of Mechanical Engineering, Sepuluh Nopember Institute of Technology, Indonesia Author
  • Achmad Syaifudin Master's Program in Mechanical Engineering, Department of Mechanical Engineering, Sepuluh Nopember Institute of Technology, Indonesia Author

DOI:

https://doi.org/10.51747/energy.v16i2.p305-317

Keywords:

Shaft wear, vertical kaplan turbine, modal analysis, radial deformation, shock sleeve

Abstract

Non-uniform journal wear on the vertical Kaplan turbine shaft increases shaft–bearing clearance, resulting in higher vibration and reduced operational reliability. This study evaluates the structural and dynamic effects of shaft wear and compares two restoration methods: Belzona 1111 coating and an SS410 stainless-steel shock sleeve. Finite Element Analysis (FEA) was performed in ANSYS Workbench using static structural and modal analyses for four shaft conditions: intact, worn, Belzona-restored, and shock sleeve-repaired. The numerical model was validated against the theoretical critical speed, yielding an error of 8.32%. The worn shaft exhibited the highest radial deformation (0.033123 mm), indicating a significant reduction in structural stiffness. Belzona restoration reduced deformation by 36.23%, while the SS410 shock sleeve achieved a 97.68% reduction, restoring shaft deformation close to the intact condition (0.00076983 mm). Although natural frequencies showed only minor variations among all cases, the shock sleeve produced the smallest deviation from the intact shaft and the most symmetrical mode shapes, indicating superior dynamic performance. The results demonstrate that journal wear primarily degrades shaft stiffness rather than natural frequencies. Among the evaluated restoration methods, machining followed by installation of an SS410 shock sleeve provides the closest structural and dynamic characteristics to the original shaft, making it the most effective solution for improving the reliability and operational stability of vertical Kaplan turbine shafts.

References

[1] [1] K. Al Ichlas Imran, “Simulasi Tegangan Von Mises dan Analisa Safety Factor Gantry Crane Kapasitas 3 Ton,” Undergraduate Thesis, Universitas Hasanuddin, Makassar, Indonesia, 2017.

[2] American Society of Civil Engineers, Minimum Design Loads for Buildings and Other Structures, 2nd ed. Reston, VA, USA: ASCE, 2003.

[3] R. N. Arini and R. Pradana, “Analisa regangan pada balok dengan menggunakan software Abaqus CAE V6.14,” Artesis, vol. 1, no. 2, pp. 193–198, 2021.

[4] F. A. Budiman, A. Septiyanto, A. D. N. I. M. Sudiyono, and R. Setiadi, “Analisis tegangan von Mises dan safety factor pada chassis kendaraan listrik tipe in-wheel,” J. Rekayasa Mesin, vol. 16, no. 1, pp. 100–108, 2021.

[5] L. Cai, Z. Jiao, D. Qi, X. Ding, Y. Xu, and Y. Long, “Reliability analysis of impeller and shaft system in shaft-sealed reactor coolant pump,” Ann. Nucl. Energy, vol. 226, Art. no. 111884, 2025, doi: https://doi.org/10.1016/j.anucene.2025.111884.

[6] R. C. Hibbeler, Mechanics of Materials, 9th ed. Harlow, U.K.: Pearson Education, 2014.

[7] Linawati, T. Sulistyowati, and I. H. M., “Analisis modulus geser maksimum tanah lempung ekspansif dengan perkuatan serat ijuk berdasarkan metode empiris,” Spektrum Sipil, vol. 6, no. 1, pp. 69–78, 2019.

[8] D. Momčilović, Z. Odanović, R. Mitrović, I. Atanasovska, and T. Vuherer, “Failure analysis of hydraulic turbine shaft,” Eng. Fail. Anal., vol. 20, pp. 54–66, 2012, doi: https://doi.org/10.1016/j.engfailanal.2011.10.006.

[9] PT PLN Indonesia Power UBP Mrica, Operation and Maintenance Handbook of Wonogiri Hydropower Plant. Banjarnegara, Indonesia: PT PLN Indonesia Power UBP Mrica, 2025.

[10] W. K. M. Ridha, K. R. Kashyzadeh, and S. Ghorbani, “Common failures in hydraulic Kaplan turbine blades and practical solutions,” Materials, vol. 16, no. 9, Art. no. 3303, 2023, doi: https://doi.org/10.3390/ma16093303.

[11] G. Urquiza, J. C. García, J. G. González, L. Castro, J. A. Rodríguez, M. A. Basurto-Pensado, and O. F. Mendoza, “Failure analysis of a hydraulic Kaplan turbine shaft,” Eng. Fail. Anal., vol. 41, pp. 108–117, 2014, doi: https://doi.org/10.1016/j.engfailanal.2014.02.011.

Downloads

Published

2026-07-14

How to Cite

Comparative Finite Element Analysis of Wear Repair Methods for Vertical Kaplan Turbine Shafts Based on Structural and Dynamic Responses. (2026). ENERGY: JURNAL ILMIAH ILMU-ILMU TEKNIK, 16(2), 305-317. https://doi.org/10.51747/energy.v16i2.p305-317